Supply Chain Analysis

FOCI and Compliance Risk

Securities and Exchange Commission

Updated March 2024

0

Primes with 889 or 1260H Compliance Violations

60

Chinese Connected Tier 1 Suppliers

0

Primes with Chinese Connected Owners or Investors

67

Active Contracts over $10M

FOCI and Compliance Risk: SEC

Ark.ai conducted a supply chain analysis of the Securities and Exchange Commission, examining the vendors supporting the agency and their subcontractors, subsidiaries, list of suppliers, manufacturers, shippers, and other members of the supply chain. The resulting supplier analysis and supplier profile includes a compliance analysis, an evaluation of foreign ownership and investment and a comprehensive assessment of compliance risk and FOCI risk.

The analysis of SEC resulted in the following statistics. There are 0 Primes with 889 or 1260H Compliance Violations. The count of Chinese Connected Tier 1 Suppliers is 60 and the number of Primes with Chinese Connected Owners or Investors is 0.

Information about vendors with compliance violations, Chinese connections, and other supply chain risks are included in the following tables.

Top Prime Contract Awardees

NameDollars AwardedAward Dollar %Count of Violations
Maximus Federal Consulting, LLC$126M6.70%$0.00
General Dynamics Information Technology, Inc.$117M$0-
Team Greenzone JV LLC$104M$0-
Booz Allen Hamilton Inc.$99M$0-
FCN Inc.$85M$0-

Top Common Tier 1 Suppliers

NameCount of Common PrimesDollars Awarded to PrimesCount of Prime Contracts
Apex Systems, LLC11--17,275
Carahsoft Technology Corp.10$400,75717,349
Shipper Unidentified10--10,135
Insight Global, LLC9--8,505
Booz Allen Hamilton Inc.8$20,470,2763,605

Top Active Contracts by Dollars Awarded

Contract IDVendor NameDollars AwardedFunding Agency
SECHQ116C0032General Dynamics Information Technology, Inc.$353,347,886SEC
50310220F0017Booz Allen Hamilton Inc.$117,109,441SEC
50310220F0073Team Greenzone JV LLC$86,523,294SEC
50310221F0112Maximus Federal Consulting, LLC$86,126,580SEC
50310219F0126Accenture Federal Services LLC$68,808,444SEC

Top Primes with Non-U.S. Revenue Greater than 50%

NameNon-US Revenue %Dollars AwardedPrimary Funding Office
JOHN WILEY AND SONS INC50.70%33,279
--------
--------
--------
--------

ABOUT FOCI AND COMPLIANCE RISK

Uncover foreign influence in vendor ecosystem across investors, ownership, key personnel, and geographic locations and unearth organizations in your ecosystem that are non-compliant with U.S. legislative regulations such as Section 889 or 1260H.

ABOUT ARK.AI

The Ark is the only software platform purpose-built for Defense Acquisition that leverages authoritative commercial data and AI-enabled Applications designed to solve Acquisition challenges. With the Ark, analysts and decision-makers gain the ability to manage Acquisition programs proactively, allowing them to unwind the legacy complexity and effectively field modern warfighting systems that compete with China.

The Leading Defense Acquisition Software.

Army SealASN SealCyber SealDLA SealDOD SealNavy SealAirforce SealDISA Seal

OUR APPLICATIONS

AI-enabled Applications within The Ark reflect standard workflows across the Defense Acquisition Process. From Science & Technology to Modernization, these Applications allow for the execution of rapid, efficient, data-informed decisions, standardized reporting, and efficient workflow management. The Ark enables your team to transform Defense Acquisition into a strategic advantage.

Army Seal